MARKETPLACE SOLUTIONS

North Capital offers technology-based investment solutions to broker-dealers, banks, fund managers, funding platforms, and private issuers who wish to access private investment markets.

Our flagship product TransactAPI can be quickly and easily integrated with proprietary platforms, or our Marketplace as a Service, and saving development time and money.

What are the benefits of using our technology?

TransactAPI

TRANSACTION ENGINE

Our TransactAPI technology stack is integrated to accept ACH and Wire Transfers.

  • Fully Compliant
  • Complete Customizability

Marketplace-As-A-Service

PLATFORM-IN-A-BOX

Commonly referred to as a ‘platform in a box’, our MaaS is a quick-to-market solution.

  • WordPress Compatible
  • Quick Turnaround

Direct-Invest Button

MINI-PLATFORM

Investors can complete the entire investment process within the DirectInvest Button.

  • Expands Distribution
  • Easily Embeds

NORTH CAPITAL INVESTMENT TECHNOLOGY | FINOVATE 2017

Check out North Capital Investment Technology's Demo of TransactCloud at Finovate 2017.

PRIME BROKERAGE SERVICES

North Capital Private Securities is a registered broker dealer focused on the marketing and distribution of private funds and the securities of private companies to qualified investors, such as family offices, funds of fund, endowments, foundations, and pension funds.

Our principals have expertise in the origination, structuring, and marketing of private offerings, and we serve as your trusted advisor to manage your offering from start to finish.

ADVISORY SERVICES

North Capital is a fee-only investment advisory firm with offices located in:

• San Francisco, California
• Benicia, California
• McAllen, Texas
• Salt Lake City, Utah

Founded in 2008, North Capital provides financial planning, advisory services and discretionary investment management to individuals, families, businesses and non-profit institutions across the United States.

PORTFOLIO MANAGEMENT

Our open architecture platform means better options for clients. The discretionary investment management service offers clients the benefits of diversification across a wide array of asset classes and risk factors, access to institutional investment managers, cost-effective implementation, and professional monitoring, reporting, and service.

FINANCIAL PLANNING

Do you have a financial plan to help you achieve your long-term goals? North Capital will undertake a comprehensive financial review based upon your individual needs and goals, your personal risk profile, and any special circumstances related to your finances.

CONSULTING

Clients have unique goals, problems and constraints that require specialized attention and customized solutions. North Capital principals have worked with clients to meet a wide variety of needs, including asset valuation, distressed asset sales, interest rate and foreign currency hedging, due diligence and analysis of private investment opportunities, development of investment policies and procedures, and general investment consulting.

MANAGED ASSETS

MogulREIT I

MogulREIT I is an online Real Estate Investment Trust ("REIT") designed for diversification, cash flow and equity appreciation.

INSTITUTIONAL INTERMEDIARIES

The NCPS Institutional Intermediaries Team was created as an independent, third-party distribution group with a national footprint. The II Team is designed to forge effective partnerships with asset managers to distribute their products through traditional distribution channels.

North Capital Private Securities markets products through wirehouses, insurance companies, independent broker/dealers, trust departments, regional broker/dealers, family offices and registered investment advisors. The II Team has deep wholesale relationships that reach into individual branches and advisory teams.

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OUR TEAM

Jim Dowd

Jim Dowd

Founder & Managing Director

Stephanie Holt

Stephanie Holt

Chief Financial Officer

Mike Weaver

Michael T. Weaver, Jr.

Director of Private Funds

Linsey Harkness

Linsey Harkness

Director of Compliance

Grant Nelson

Richard “Grant” Nelson

Director of Origination

Sara Borazan

Sara Borazan

Director of Platforms

Minh Le

Associate - Origination & Due Diligence

Gaby Giacchino

Gaby Giacchino

Office Manager

Frances Harkins

Frances Harkins

CFP®, AIF®, MA

Daren Dearden

Director of Advisory Services

Danyell Bjornstad

Danyell Bjornstad

Office Administrator, Registered Paraplanner

Anton Prakash

Anton Prakash

Chief Technologist

Jessi Mills

Operations Professional - Designer